What is a “functional” psychiatric disorder?
I have recently between engaged in a twitter discussion with Duncan Double (a retired British psychiatrist), who insists on using the organic/functional
distinction when it comes to psychiatric disorders and seems to think that this
distinction justifies the claim that functional psychiatric disorders have no
biological causes and have only psychosocial causes.
In order for this debate to go anywhere, I think we need to be very
specific about the meaning of the terms. What exactly does “functional” mean?
For the record, I am not in favor of using the term “functional” as a general
descriptor for psychiatric conditions. I think it is too conceptually muddled
and has a lot of unsavory philosophical baggage. Nonetheless, I need to define
it first if I am to meaningfully discuss the concept.
I think there are two broad ways of defining the term "functional".
Meaning 1 (M1): A psychiatric condition is functional if it cannot
be attributed to an “independently diagnosable cerebral or systemic disease”.
This definition is essentially an inverse of how Lipowski
(1990) and ICD-10 defined the term 'organic'. Unfortunately, disease is a
very loaded term itself and it can be defined narrowly as well as broadly. As
far as I can see, a reasonable interpretation would be that “disease” here
refers to some sort of lesion/abnormality in the anatomical structures (stroke,
tumor, etc.) or in the biochemical and physiological processes (abnormal
electrical discharge, for instance in a seizure).
Lipowski elaborates that M1 is still consistent with the assumption that “all
mental disorders involve cerebral processes.” Duncan
Double agrees and also states that functional mental disorders have a “cerebral
substrate”. Another way that Double describes
it is as “mental disorders show through the brain but not necessarily in the
brain.”
M1 can be narrowed down to two further meanings:
Meaning 1A (M1A): No "independently diagnosable cerebral or systemic
disease" has yet been demonstrated, but it is possible that such a disease
process may be identified in the future.
Meaning 1B (M1B): The condition is not the result of an “independently
diagnosable cerebral or systemic disease”. Period.
It's difficult to make the claim M1B conclusively since the diagnosis of
a cerebral disease is always dependent on currently available technology. For
instance, two decades ago, psychosis due to NMDA-receptor encephalitis would've
been considered “functional” simply because NMDA-receptor encephalitis had not
yet been discovered. In a textbook
from 1893, Parkinson's disease and epilepsy were described as
"functional" simply because no visible lesion had been identified at
that time.
From an epistemic perspective, the only claim that can be reasonably
advanced is M1A. This does not mean that all conditions described as
"functional" will eventually turn out to be the result of a cerebral
disease; the majority will not. Rather the intended meaning is that there will
be a non-zero probability that a functional disorder in question could be the
result of an undiscovered cerebral disease, and if and when such a cerebral
disease is discovered, then the disorder would no longer be considered
"functional".
Meaning 2 (M2): The disorder lacks a significant biological
component in its etiology. Biological factors cannot meaningfully be said to be
the cause or among the causes of the condition.
M1 and M2 are clearly distinct. Disease processes only account for a
small subset of biological factors and biological processes. There is also a
logical asymmetry: while M2 implies M1, M1 doesn’t logically imply M2. M1
allows for the possibility that functional disorders can nonetheless be caused
by biological processes.
In a way M1 and M2 can even be considered contradictory if the notion
that "all mental disorders involve cerebral processes" is seen as an
integral part of M1. If a condition involves cerebral processes, how can it
lack a significant biological component in its etiology?
Yet, despite this apparent contradiction, many folks such as Duncan
Double seem to think that M2 goes hand in hand with M1. Double has clearly stated
on several occasions that mental disorders do not have biological causes and
have only psychosocial causes.
Although I've not been able to get any clear elaboration from Double
himself, perhaps one possibility is something along the lines of: in functional
mental disorders, biological components are involved in the etiology only to
the extent to which biological components can be said to be involved in the
etiology of "normal" psychological processes, behaviors, emotions,
etc.
Consider blushing. It's the reddening of a person's face typically due to
certain intense emotions. What “causes” blushing? In Aristotelian metaphysical
lingo, the “material cause” of blushing would be the physiological chain of
events that leads from an emotional stimulus (such as embarrassment) to the
activation of the sympathetic nervous system and vasodilation, particularly in
regions of cheeks and forehead. The “efficient” cause of blushing would be the
emotional stimulus itself.
Is blushing "functional" in the sense of M2? If our notion of
etiology and causation includes material causes, then clearly blushing is not
functional, however, if our notion of etiology and causation excludes material
causes and includes only efficient cause, then we can say that biological
factors are not the efficient cause of blushing, psychological factors are.
Now consider “idiopathic craniofacial erythema”, a medical condition in
which severe and uncontrollable blushing happens unprovoked or is provoked by
mundane events. Is idiopathic craniofacial erythema "functional"
(M2)? It is hypothesized that idiopathic craniofacial erythema happens as a
result of an overactive sympathetic nervous system. If this hypothesis is
correct, then biological factors predominantly account for the difference
between “normal blushing” and “blushing disorder”. Blushing disorder is not
functional (M2), even though blushing as a normal phenomenon is.
So, let’s articulate an expanded M2:
Meaning 2* (M2*): A condition is functional if it can be explained satisfactorily
by efficient and/or material causes which are psychological/non-biological. A
condition is not functional if it cannot be explained satisfactorily be a psychological
efficient cause and has either a biological efficient cause or a satisfactory
explanation requires biological material causes.
An important point to note is that this definitional claim requires empirical
evidence. In order to call something functional, we need to have some
scientific explanation of the etiology of the condition. If the etiology is unknown,
we cannot call it functional (M2).
Take the example of depressive disorder, which involves depressed mood
most of the day, nearly every day, and/or loss of interest or pleasure in most
or all activities, nearly every day. Is this functional or not? If we follow
the blushing analogy, I suppose the answer depends on whether the depressive
disorder is best explained by a psychological efficient cause (excessive
psychosocial stress, such that in the absence of stress there would’ve been no
depression) or by a biological material cause (the brain mechanisms are
unusually sensitive to average levels of stress or the brain mechanisms are
triggering sadness/anhedonia even in the absence of a psychosocial trigger due
to, say, alterations in serotonergic transmission). Material causes can also be
psychological (cognitive errors, negative automatic thoughts), or they could be
a combination of biological and psychological (excessive negative automatic
thoughts leading to increased inflammatory cytokines), or they can even be
simultaneously both (the same process from one perspective is biological and
from another perspective is psychology… fMRI studies of cognitive tasks,
for example).
Is depressive disorder functional? It can be functional in the sense of
M1A as long as there is no identifiable medical disease, but we can’t say if it
is functional in the sense of M2* unless we already know the etiology. Some
instances of depressive disorder may be satisfactorily explained by
psychological efficient and material causes, other instances may not be. The
bulk of scientific evidence suggests that efficient and material causes of major
depressive disorder (as well as other major psychiatric disorders) are spread out over
multiple levels such as genetic factors, neurochemical transmission,
personality factors, cognition, social stressors, etc.
The important thing is that the claim “Major depression is functional
(M2*)” is an empirical claim; it does not logically flow from M1. The assertion
needs to be supported by scientific evidence. The characterization of mental
disorders as “functional” (M2 or M2*) cannot be taken for granted and it cannot
simply be assumed, and it cannot simply be defined into existence.
Before I end, I also want to consider another statement that Double
frequently makes: “The essential position of critical psychiatry is that
functional mental illness should not be reduced to brain disease.”
If by functional we mean M1 and by disease we mean structural/physiological
abnormality, then this statement is simply a tautology, because
"functional mental illness" is precisely defined by the absence of
"brain disease". If by functional we mean M2* and by disease we mean “biological
causes”, then this is again a tautology.
I suspect what Double really wants to say is: “Mainstream psychiatry
considers mental illness to be the result of a brain disease but in fact these disorders
are functional.” If by functional he means M1, then that doesn’t really threaten
a neuroscientific understanding of psychiatry because M1 allows for the
possibility that functional disorders can nonetheless be caused by biological processes.
If by functional he means M2, then he needs to resolve the contradiction between "mental disorders involve cerebral processes" and "mental disorders have no biological causes". If he means something like M2*, then that is an empirical claim, and he needs to
present scientific evidence in support and refute the existing scientific evidence
pointing to the contrary that biological causes are among the causes of psychiatric disorders.